City of Stockton
P2545-0016, P2545-0017, P2545-0018, P2525-0020, P2535-0061
Proposition 1B Bond Programs Project Numbers HRCSA 5008-001, HRCSA 5008-002, HRCSA 5008-003/SLPPFL 10-5008(095), TCIFL 5008-105, and STPIMDL 5008-116
Date Issued: 11/16/2017
Attached is the audit report pertaining to the audit performed on the following Proposition 1B (Prop 1B) projects:
The projects' implementing agency is the City of Stockton. The projects were funded using Proposition 1B Highway - Railroad Crossing Safety Account funds, Trade Corridors Improvement funds, and State-Local Partnership Program Account funds.
As required by the Governor's Executive Order S-02-07 and SB88, the expenditures of bond proceeds and outcomes are subject to audit. The audit was performed by the Department of Finance on behalf of Caltrans. Deputy Directive 100-R1, "Departmental Responses to Audit Reports" cites responsibilities of Division Chiefs relative to audits performed. The audit disclosed the following finding:
Inadequate Fiscal Controls and Questioned Expenditures - The City claimed ineligible construction and construction engineering expenditures totaling $23,086,071
| Project Name | Project Number | P Number | Amount Audited |
|---|---|---|---|
| Eight Mile Road/UPRR East Grade Separation | HRCSA 5008-001 | P2545-0016 | $5,280,446.00 |
| Eight Mile Road/UPRR West Grade Separation | HRCSA 5008-002 | P2545-0017 | $7,423,785.00 |
| Lower Sacramento Road/UPRR Grade Separation | HRCSA 5008-003/SLPPFL 10-5008(095) | P2545-0018 | $11,583,506.00 |
| Sperry Road Extension | TCIFL 5008-105 | P2525-0020 | $22,160,052.00 |
| French Camp Road/1-5 Interchange | STPIMDL 5008-116 | P2535-0061 | $3,800,000.00 |
The projects' implementing agency is the City of Stockton. The projects were funded using Proposition 1B Highway - Railroad Crossing Safety Account funds, Trade Corridors Improvement funds, and State-Local Partnership Program Account funds.
As required by the Governor's Executive Order S-02-07 and SB88, the expenditures of bond proceeds and outcomes are subject to audit. The audit was performed by the Department of Finance on behalf of Caltrans. Deputy Directive 100-R1, "Departmental Responses to Audit Reports" cites responsibilities of Division Chiefs relative to audits performed. The audit disclosed the following finding:
Inadequate Fiscal Controls and Questioned Expenditures - The City claimed ineligible construction and construction engineering expenditures totaling $23,086,071.