Audits Issued by the Independent Office of Audits and Investigations

Performance

Audits of Caltrans program and policies, including mandated audits required by federal and/or state regulations, operational audits based on risk assessments, and other internal audit services, or special request audits.

Performance Audits

Incurred Cost 

Audits performed to determine if costs billed to Caltrans on completed projects are allowable.

Incurred Cost Audits

Active Transportation Program

Audits performed on projects funded with ATP funds to determine the allowability of costs and/or to assess whether deliverables and outcomes were met.

Active Transportation Program Audits

Proposition 1B Program 

Audits performed on projects funded with Proposition 1B money to determine the allowability of costs and to assess whether deliverables and outcomes were met.

Proposition 1B Program Audits

Procurement 

Audits performed to determine if procurements were conducted in compliance with state and federal requirements.

Procurement Audits

Financial Management System 

Audits performed to determine the adequacy of the FMS which includes the accounting system, procurement, and contract management.

Financial Management System Audits

Pre-award 

Audits performed to assess financial management systems before agreements are signed with Caltrans.

Pre-award Audits

Indirect Cost Allocation Plan

Audits performed to determine whether the Indirect Cost Allocation Plan is prepared in accordance with federal requirements.

Indirect Cost Allocation Plan Audits

Indirect Cost Rate Proposal

Audits performed to determine whether the Indirect Cost Rate Proposal is prepared in accordance with federal requirements.
Indirect Cost Rate Proposal Audits