About the Independent Office of Audits and Investigations
Background
Road Repair and Accountability Act
The Senate Bill 1 (SB 1) (Beall, Chapter 5, Statutes of 2017), also known as the Road Repair and Accountability Act, created the Independent Office of Audits and Investigations (IOAI) and the position of Inspector General to ensure the California Department of Transportation (Caltrans) and external entities that receive state and federal transportation funds from Caltrans are spending those funds efficiently, effectively, economically, and in compliance with applicable state and federal requirements. External entities include, but are not limited to, private for profit and nonprofit organizations, local transportation agencies, and other local agencies that receive transportation funds either through a contract with Caltrans or through an agreement or grant administered by Caltrans.
Additionally, following the passage of SB 1, SB 103 (Chapter 95, Statutes of 2017) was approved in July 2017 and requires Caltrans to undertake several activities to increase procurement opportunities for small/micro enterprises, disabled veteran-owned, and new and limited contracting small businesses, as well as underrepresented, disadvantaged, formerly incarcerated, and LGBTQ business enterprises or individuals. SB 103 directs the Inspector General to review, audit, and report on Caltrans’ outreach efforts required by this section. In addition, the Inspector General shall audit businesses as appropriate to ensure that persons associated with entities that do not meet the definition of a new or limited contracting small business enterprise do not create a new associated entity that would meet the definition of new or limited contracting small business enterprise and thus subvert the purposes of this section.
Organization Chart